Financial & Operations Principal (FINOP) Services
B/D Solutions has a staff of experienced Financial and Operations Principals able to act as your firm’s FINOP on an interim or permanent basis. The FINOPs at B/D Solutions have industry experience with firms that conduct virtually every kind of retail securities business. No matter what kind of business your firm conducts, we can provide an experienced FINOP to fit your needs and resources.
Depending on your firm’s needs, B/D Solutions can assume any of the duties traditionally performed by the FINOP, from keeping the books and records of the firm to simply filing the FOCUS Report. Regardless of which duties are assumed, B/D Solutions takes all of the risk inherent in being the FINOP of your brokerage firm.
Contact us today for more information on our FINOP services.