Michael O. Brown is the founder and president of B/D Solutions Consulting and has over thirty years of experience in assisting securities attorneys and non-securities attorneys in FINRA arbitration and civil cases. Mr. Brown works for both plaintiff’s and defense council and can assist you in effectively preparing or defending securities litigation and arbitration cases. Mr. Brown will also assist with the review and preparation prior to testimony in cases related to sales practices or industry practices.
Mr. Brown has testified in cases involving the following issues:
- Securities processing, clearance, settlement
- Markups/markdowns
- Adequacy of compliance procedures and effective supervision
- Unauthorized trading
- Net Capital & Customer Reserve requirements
Please contact us to discuss your case and determine if Mr. Brown’s witness expertise meets the needs of your case.