Broker Dealer Solutions
 

OSJ Training

Our consultants are available to train your firm's OSJ Managers on auditing procedures and techniques. In order for your OSJ Managers to concentrate on production for the firm, B/D Solutions will keep up with the latest trends in securities compliance.

Auditor Training

Our consultants will train your staff of Auditors on auditing procedures and techniques, as well as the latest trends in compliance. Our staff includes former NASD/FINRA Examiners experienced in dealing with Registered Reps. We will train your staff on a multitude of scenarios involving potential compliance problems for every type of business your firm conducts.

 

B/D Solutions Consulting • 4060 Peachtree Road,
Suite D #322 • Atlanta, GA 30319 • 877-423-4636 • Copyright © 2004
HomeContact UsSite MapDisclaimer